What Our Management Team Has Done Since 1996:

• Focused on small-cap growth companies and institutional investors
• Managed private and public financings
• Serviced companies and investors all over the world
• Managed transactions providing more than $6 billion to growth companies
• Successfully built and grown our own companies

What We’re Doing Differently Today

• In December 2012, we launched I-Bankers Direct to provide investors with access to the same types of investment opportunities we provide to institutional investors
• Facilitating investments in “retail-sized” denominations alongside larger “institutional-sized” blocks
• Allowing companies raising capital to connect with individual investors and a select group of institutions

What We Do
As a boutique investment banking firm, we help small cap issuers access the capital markets while we enable institutional and retail investors to gain access to choice small cap investments.

We are most effective with offerings in the $10mm to $500mm range:

• IPOs (NASDAQ, AMEX, OTCBB)
• Secondary & follow-on offerings
• PIPE offerings
• Private equity offerings
• M&A advisory

Our Management Team’s Track Record

• More than $7 billion in lead managed and co-managed underwritings